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Brad Goracke

27 Years of Experience
Omaha, NE
4 DisclosuresBrokerSells Insurance

Brad Goracke is a registered investment advisor at LPL Financial LLC, based in Omaha, NE, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2023
Final
Financial
July 2022
Final
Financial
June 2022
Final
Financial
June 2021
Final
Other Business ActivitiesSells Insurance

Brad receives non-variable insurance trails as a wealth advisor with LPL Financial since September 2024. He also owns Springfield Farm LLC, a real estate rental, dedicating minimal time to it since July 2024.

Employment History
Current Registrations
LPL Financial LLC
October 2024 - Present · 1 yr 7 mos
LPL Financial LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 1999 - October 2024 · 25 yrs 9 mos
Ameriprise Financial Services, LLCBroker
April 1998 - October 2024 · 26 yrs 6 mos
Ids Life Insurance CompanyBroker
April 1998 - July 2006 · 8 yrs 3 mos
State Registrations3 states
AZMNNE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brad Goracke - Financial Advisor | TrueAdvisor