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Christopher Cromer

28 Years of Experience
Rome, GA
3 DisclosuresBroker

Christopher Cromer is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Rome, GA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

401 Broad St, Rome, GA, 30161

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Denied
Customer Dispute
June 2008
Settled
Customer Dispute
June 2008
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - Present · 18 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - Present · 18 yrs 1 mo
Previous Registrations
Wachovia Securities, LLCBroker
January 2008 - April 2008 · 3 mos
Wachovia Securities, LLC
January 2008 - April 2008 · 3 mos
A. G. Edwards & Sons, INC.
May 2003 - January 2008 · 4 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
January 1999 - January 2008 · 9 yrs
Edward D. Jones & CO., L.P.Broker
August 1998 - October 1998 · 2 mos
Eq Financial Consultants, INC.Broker
January 1997 - August 1998 · 1 yr 7 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1997 - August 1998 · 1 yr 7 mos
State Registrations22 states
ALARCACOCTFLGAINKSMSNCNJNMNVOHOKPATNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.