Philip Bandle is a registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Chicago, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Philip operates his LPL business under the DBA Wintrust Investments. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wintrust Investments LLCBroker
Wintrust Investments
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Qa3 Financial CORP.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
H&r Block Financial Advisors, INC.Broker
Madison Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.