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Herbert Nix

Raymond James Financial Services Advisors, INC
29 Years of Experience
York, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Herbert Nix is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in York, PA, with 29 years of industry experience. Herbert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

30 S. George Street, York, PA, 17401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Herbert is involved in several outside business activities, including serving on the East Manchester Township Planning Commission, working as an associate/employee for Fulton Bank and Fulton Financial Advisors doing investment sales and service, owning rental real estate, selling life insurance through Specific Solutions, and owning/operating Stormhill Farms. He dedicates a few hours per week to the planning commission, rental real estate, and insurance sales, about 10-20% of his time to the farm, and about half his time to Fulton Bank and Fulton Financial Advisors.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2009 - Present · 17 yrs 7 mos
Raymond James Financial Services, INC.Broker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Wachovia Securities, LLC
June 2003 - February 2009 · 5 yrs 8 mos
Wachovia Securities, LLCBroker
June 2003 - February 2009 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1996 - May 2003 · 6 yrs 6 mos
State Registrations15 states
CACODEFLGALAMDNCNHNJNYPATXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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