HN
HN

Herbert Nix

29 Years of Experience
York, PA
1 DisclosureBrokerSells Insurance

Herbert Nix is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in York, PA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

30 S. George Street, York, PA, 17401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2002
Denied
Other Business ActivitiesSells Insurance

Herbert is involved in several outside business activities, including serving on the East Manchester Township Planning Commission, working as an associate/employee for Fulton Bank and Fulton Financial Advisors doing investment sales and service, owning rental real estate, selling life insurance through Specific Solutions, and owning/operating Stormhill Farms. He dedicates a few hours per week to the planning commission, rental real estate, and insurance sales, about 10-20% of his time to the farm, and about half his time to Fulton Bank and Fulton Financial Advisors.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2009 - Present · 17 yrs 2 mos
Raymond James Financial Services, INC.Broker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Wachovia Securities, LLC
June 2003 - February 2009 · 5 yrs 8 mos
Wachovia Securities, LLCBroker
June 2003 - February 2009 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1996 - May 2003 · 6 yrs 6 mos
State Registrations15 states
CACODEFLGALAMDNCNHNJNYPATXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Herbert Nix - Financial Advisor | TrueAdvisor