Roberta Mendoza is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 California Street 23rd Floor, San Francisco, CA, 94111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2025 - Present · 1 yr 3 mos
Morgan StanleyBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Cerity Partners LLC
February 2022 - November 2024 · 2 yrs 9 mos
B|o|s
December 2020 - November 2021 · 11 mos
U.S. Bancorp Investments, INC.Broker
July 2008 - March 2009 · 8 mos
World Group Securities, INC.Broker
April 2002 - July 2008 · 6 yrs 3 mos
Wma Securities, INC.Broker
May 2000 - April 2002 · 1 yr 11 mos
Wma Securities, INC.Broker
November 1996 - February 2000 · 3 yrs 3 mos
State Registrations53 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.