John Haugh is a CFP-designated registered investment advisor at Hyjc Capital of Wny, based in Lakeville, NY, with 28 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 338 clients with $60M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Location
5989 Big Tree Rd, Lakeville, NY, 14480
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John provides investment advisory services through HYJC Capital of WNY, LLC, dedicating about half of his time. He also operates HY Wealth Management of WNY as a DBA for his LPL business, spending about half his time on this as well.
Employment History
Current Registrations
Hyjc Capital of Wny
LPL Financial LLCBroker
Previous Registrations
Hnp Capital LLC
LPL Financial LLC
LPL Financial LLC
Five Star Investment Services, INC.Broker
Invest Financial CorporationBroker
Waddell & Reed, INC.Broker
Duke & CO., INC.Broker
Continental Broker-Dealer CORP.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.