CP
CP

Christine Pando

27 Years of Experience
Pasadena, CA
Broker

Christine Pando is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Pasadena, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

800 E Colorado Blvd, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christine owns rental property in La Quinta, California, since 2020. She dedicates minimal time to this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - Present · 15 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - Present · 15 yrs 6 mos
Previous Registrations
Hsbc Securities (USA) INC.
July 2010 - March 2011 · 8 mos
Hsbc Securities (USA) INC.Broker
July 2010 - March 2011 · 8 mos
Banc of America Investment Services, INC.Broker
October 2005 - December 2008 · 3 yrs 2 mos
Banc of America Investment Services, INC.
October 2005 - December 2008 · 3 yrs 2 mos
Essex National Securities, INC.
May 2005 - September 2005 · 4 mos
Essex National Securities, INC.Broker
May 2005 - September 2005 · 4 mos
Citicorp Investment ServicesBroker
April 2003 - April 2005 · 2 yrs
Citicorp Investment Services
April 2003 - April 2005 · 2 yrs
Banc of America Investment Services, INC.Broker
July 1999 - April 2003 · 3 yrs 9 mos
Banc of America Investment Services, INC.
May 1998 - April 2003 · 4 yrs 11 mos
Ba Investment Services, INC.Broker
October 1996 - July 1999 · 2 yrs 9 mos
State Registrations27 states
AZCACOFLGAHIIDILINKSKYMAMIMNMTNCNVNYOHORPATNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.