Wayne Chou is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2016 - Present · 9 yrs 8 mos
Morgan Stanley
November 2016 - Present · 9 yrs 8 mos
Morgan StanleyBroker
November 2016 - Present · 9 yrs 8 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
December 2015 - July 2016 · 7 mos
Hsbc Securities (USA) INC.
December 2015 - July 2016 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2015 - October 2015 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - October 2015 · 7 mos
Scottrade, INC.Broker
April 2006 - March 2015 · 8 yrs 11 mos
TD Waterhouse Investor Services, INC.
July 2003 - February 2006 · 2 yrs 7 mos
TD Waterhouse Investor Services, INC.Broker
July 2001 - February 2006 · 4 yrs 7 mos
Charles Schwab & CO., INC.Broker
June 1997 - August 2001 · 4 yrs 2 mos
J.B. Oxford & CompanyBroker
October 1996 - April 1997 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.