Graham Guess
Graham Guess is a registered investment advisor at Pacific Wealth Strategies Group, INC., based in Santa Barbara, CA, with 24 years of industry experience. Graham operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 206 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PWSG charges a percentage of your portfolio each year for investment management services, up to 2.0%. The exact fee is negotiable based on the amount you invest and the complexity of the services. Fees are calculated quarterly based on the value of your account at the end of the quarter. If you add or remove assets during the quarter, the fee will be adjusted accordingly. If you end the relationship mid-quarter, the fee will be prorated. The fee is deducted from your account by your custodian.
Location
4141 State Street, Suite B11, Santa Barbara, CA, 93110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Graham is a band member in I Want My 80's since 2005 and president of GSG Management Inc since 1999. He also works as a model/actor, dedicating minimal time to this activity, and is a successor trustee for Carol S Guess Trust, requiring no time commitment.
Employment History
Current Registrations
Pacific Wealth Strategies Group, INC.
Previous Registrations
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Greenbook Investment Management, INC.
Xelan Financial Planning, INC.
Xelan Investment Services, INC.
State Registrations1 state
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