SP
SP
Scott Pederson
29 Years of Experience
crown point, IN
1 Disclosure
Scott Pederson is a registered investment advisor at Harmony Wealth Management LLC, based in crown point, IN, with 29 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 67 clients with $43M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
67 clients
Average Client Portfolio
$649K average
Assets Under Management
$43.5M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$1,500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.60% |
| $1.0M - $3.0M | 0.50% |
| $3.0M - $5.0M | 0.40% |
| $5.0M - $10.0M | 0.30% |
| $10M+ | 0.30% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
crown point, IN
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008Denied
Employment History
Current Registrations
Harmony Wealth Management LLC
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2003 - July 2019 · 16 yrs 1 mo
Charles Schwab & CO., INC.Broker
November 1997 - July 2019 · 21 yrs 8 mos
Quest Capital Strategies, INC.Broker
December 1996 - October 1997 · 10 mos
State Registrations2 states
ILIN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.