SP
SP
Scott Pederson
29 Years of Experience
crown point, IN
1 Disclosure
Scott Pederson is a registered investment advisor at Harmony Wealth Management LLC, based in crown point, IN, with 29 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 78 clients with $55M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
78 clients
Average Client Portfolio
$702K average
Assets Under Management
$54.7M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Minimum Annual Fee:$1,500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.60% |
| $1.0M - $3.0M | 0.50% |
| $3.0M - $5.0M | 0.40% |
| $5.0M - $10.0M | 0.30% |
| $10M+ | 0.30% |
All fees are negotiable. There is a minimum annual fee of $1,500.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
crown point, IN
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Regulatory History (1)
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Customer Dispute
May 2008Denied
Employment History
Current Registrations
Harmony Wealth Management LLC
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2003 - July 2019 · 16 yrs 1 mo
Charles Schwab & CO., INC.Broker
November 1997 - July 2019 · 21 yrs 8 mos
Quest Capital Strategies, INC.Broker
December 1996 - October 1997 · 10 mos
State Registrations2 states
ILIN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.