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Matthew Mcconnell
29 Years of Experience
Carmel, CA
1 DisclosureBroker
Matthew Mcconnell is a registered investment advisor at Charles Schwab & CO., INC., based in Carmel, CA, with 29 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
100 Clock Tower Place, Suite #100, Carmel, CA, 93923-8771
Get directionsHistory
Regulatory History (1)
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Criminal
February 1997Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2019 - Present · 7 yrs 2 mos
Charles Schwab & CO., INC.Broker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
American Century Investments Private Client Group, INC.
November 2017 - July 2019 · 1 yr 8 mos
American Century Advisory Services, INC.
April 2006 - December 2012 · 6 yrs 8 mos
American Century Brokerage, INC.Broker
January 2005 - December 2012 · 7 yrs 11 mos
American Century Investment Services INC.Broker
January 1997 - July 2019 · 22 yrs 6 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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