Nancy Dixon is a registered investment advisor at Sanders Morris LLC, based in Dallas, TX, with 27 years of industry experience. Nancy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 127 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 3.00% |
| $500K - $1.0M | 2.25% |
| $1.0M - $2.0M | 1.90% |
| $2.0M - $5.0M | 1.70% |
| $5M+ | 1.50% |
Schedules reflect maximum total program fees for wrap fee programs. Fees are negotiable for higher asset levels. Specific platforms have varying tier structures and third-party manager fees.
Fee Estimator
Location
5950 Sherry Lane, Suite 470, Dallas, TX, 75225
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanders Morris LLC
Sanders Morris LLCBroker
Previous Registrations
Tectonic Advisors LLC
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Banc of America Securities LLC
Banc of America Securities LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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