Andrew Duff is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Redding, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
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Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1910 Market Street, Suite A, Redding, CA, 96001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Andrew is involved in several business activities, including non-variable insurance trails with Duff Financial and Insurance Services, operating Summit Wealth Strategies, LLC as a DBA for his LPL business, owning Top Drawer Enterprises, and owning Market Street Financial Building and residential rental properties. These activities require minimal time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Mony Securities Corporation
Mony Securities CorporationBroker
State Registrations40 states
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