Walter Pate is a CFP-designated registered investment advisor, based in Mt Pleasant, SC, with 29 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold.
Location
235 Magrath Darby Blvd, Ste 330, Mt Pleasant, SC, 29464
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Regulatory History (1)
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Customer Dispute
October 2006Settled
Other Business Activities
Walter is the Board Member-President Elect for the Charleston Area Citadel Club, a non-profit organization that raises funds for Citadel-related causes. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLCBroker
February 2017 - February 2021 · 4 yrs
Bb&t Securities, LLC
February 2017 - February 2021 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - February 2017 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2015 - February 2017 · 1 yr 7 mos
Nationwide Securities, LLC
August 2008 - July 2015 · 6 yrs 11 mos
1717 Capital Management CompanyBroker
October 2006 - August 2008 · 1 yr 10 mos
1717 Capital Management Company
December 2004 - August 2008 · 3 yrs 8 mos
Nationwide Securities, LLCBroker
September 2001 - July 2015 · 13 yrs 10 mos
Nationwide Advisory Services, INC.Broker
October 1996 - August 2001 · 4 yrs 10 mos
State Registrations27 states
ALAZCADCFLGAILLAMAMDMOMSNCNJNYOHOKORPASCTNTXVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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