Rodney Wangler
Rodney Wangler is a registered investment advisor at LPL Financial LLC, based in Brush Prairie, WA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Brush Prairie, WA
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2010Other Business Activities
Rodney is involved with Northwind Enterprises LLC, a real estate rental business, dedicating minimal time. He also operates Fenton Wangler Financial as a DBA for his LPL business, which takes nearly all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Sii Investments, INC.Broker
Sii Investments, INC.
Sunset Financial Services, INC.Broker
Carillon Investments, INC
Carillon Investments, INC.Broker
Mony Securities CorporationBroker
Pruco Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.