Michael Ackerman is a registered investment advisor, based in Raleigh, NC, with 22 years of industry experience.
Location
7100 Creedmoor Road, Raleigh, NC, 27613
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
October 2022 - Present · 3 yrs 11 mos
Cetera Investment Advisers LLC
October 2022 - Present · 3 yrs 11 mos
Previous Registrations
MML Investors Services, LLC
September 2021 - August 2022 · 11 mos
MML Investors Services, LLCBroker
August 2021 - August 2022 · 1 yr
Eagle Strategies LLC
February 2020 - July 2021 · 1 yr 5 mos
Nylife Securities LLCBroker
September 2019 - July 2021 · 1 yr 10 mos
VALIC Financial Advisors, INC.Broker
September 2017 - January 2019 · 1 yr 4 mos
VALIC Financial Advisors, INC.
September 2017 - January 2019 · 1 yr 4 mos
L & S Advisors, INC
February 2017 - May 2017 · 3 mos
Unified Financial Securities, LLCBroker
May 2008 - March 2016 · 7 yrs 10 mos
Levco Securities, INC.Broker
July 2000 - November 2006 · 6 yrs 4 mos
State Registrations3 states
FLNCNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.