Thomas Lee
Thomas Lee is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rockville, MD, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
15245 Shady Grove Rd, Suite 380, Rockville, MD, 20850
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2023Customer Dispute
October 2012Other Business ActivitiesSells Insurance
Thomas is a trustee for EZ Federal Benefits, a partner in GIVE LLC, and an owner of Lee, Sipe and Associates. He also dedicates a significant amount of time as a financial advisor for LSA and sells various types of insurance products.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Raymond James Financial Services
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Ameritas Investment CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.