Brian Thornton is a registered investment advisor, based in Apex, NC, with 23 years of industry experience.
Location
1130 Beaver Creek Commons Dr, Fl 1, Apex, NC, 27502
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
August 2006 - January 2018 · 11 yrs 5 mos
Bb&t Investment Services, INC.Broker
April 2006 - January 2018 · 11 yrs 9 mos
Jefferson Pilot Securities CorporationBroker
March 2006 - April 2006 · 1 mo
Edward JonesBroker
October 2002 - February 2006 · 3 yrs 4 mos
State Registrations18 states
AZCACOFLGAMDMTNCNJNVNYOHPASCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.