RG
RG

Richard Gabriele

23 Years of Experience
New York, NY
Broker

Richard Gabriele is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 23 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a partial owner of RG Global Enterprises LLC, which is a passive investment in a marketing business. He dedicates minimal time to this activity.

Employment History
Current Registrations
Neuberger Berman Bd LLC
August 2022 - Present · 3 yrs 9 mos
Neuberger Berman Bd LLC
August 2022 - Present · 3 yrs 9 mos
Neuberger Berman Bd LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
May 2018 - September 2020 · 2 yrs 4 mos
J.P. Morgan Securities LLCBroker
May 2018 - September 2020 · 2 yrs 4 mos
Citi Private Advisory, LLCBroker
February 2017 - September 2017 · 7 mos
Citigroup Global Markets INC.
November 2015 - September 2017 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
July 2015 - September 2017 · 2 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2008 - August 2015 · 6 yrs 10 mos
J.P. Morgan Securities INC.Broker
July 2006 - October 2008 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
December 2004 - July 2006 · 1 yr 7 mos
National Securities CorporationBroker
August 2003 - November 2004 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - August 2001 · 1 yr 9 mos
J.P. Turner & Company, L.L.C.Broker
June 1999 - September 1999 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - June 1999 · 9 mos
Joseph Stevens & Company, INC.Broker
November 1996 - December 1997 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.