Mitchell Rubin
Mitchell Rubin is a CFP-designated registered investment advisor at Hornor, Townsend & Kent, LLC, based in Katy, TX, with 28 years of industry experience. Mitchell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
1040 Schlitf Road, #7, Katy, TX, 77493
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mitchell is involved in various business activities, including providing securities and investment advisory services through Prowealthone (taking up nearly all of his time), serving as a corporate officer for Mitchell G. Rubin Inc and Select Pension Strategies, Inc, and owning BPG Premium Funding, LLC, an insurance-related entity. He also dedicates time to a foundation, political action committee, equestrian sports, real estate, and a small business council.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Metlife Securities INC.Broker
Esi Financial Advisors
Equity Services, INC.Broker
Jefferson-Pilot Investor Services, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.