Nicholas Vantine is a PFS-designated registered investment advisor, based in Hyannis, MA, with 29 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Hyannis, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is involved in several business activities, including working with Avantax Insurance Agency selling Equity Indexed Annuities, managing Boardwalk Financial as President, and managing rental properties through Boardwalk Realty Mgt LLC. He also handles tax preparation and accounting through Boardwalk T & B Inc., and serves as a trustee for Sandwich Downtown Condominiums Trust, dedicating about half of his time to these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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