James Rodgers is a registered investment advisor, based in Angleton, TX, with 29 years of industry experience.
Location
121 E Myrtle St, Ste B, Angleton, TX, 77515
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an elder at a church, president of the Sul Ross Letterwinners Association, and owner of Oak Financial Advisors. He also teaches a Dave Ramsey Financial Peace University class and sells fixed rate annuities and some insurance, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
Arkadios Wealth Advisors
Arkadios CapitalBroker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
LPL Financial Corporation
LPL Financial CorporationBroker
Investment Professionals, INC.Broker
Investment Professionals, INC.
NFP Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.