Katie Umile is a registered investment advisor at Icapital, LLC, based in Boston, MA, with 28 years of industry experience. Katie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 219 clients with $1.2B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
219 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$1.2B
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.25% |
| $300K - $600K | 1.15% |
| $600K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.95% |
| $3M+ | 0.85% |
Fees are non-negotiable, although iCapital reserves the right to charge fees that are less than those set out above and or to waive account minimums.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
62 Plympton Street, Boston, MA, 02118
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Regulatory History (1)
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Regulatory
March 2006Final
Employment History
Current Registrations
Icapital, LLC
March 2003 - Present · 23 yrs 1 mo
Previous Registrations
Investment Advisors & Consultants, INC.Broker
April 2003 - December 2005 · 2 yrs 8 mos
Investors Capital CORP.Broker
November 1999 - April 2003 · 3 yrs 5 mos
Signator Investors, INC.Broker
July 1997 - November 1999 · 2 yrs 4 mos
State Registrations3 states
MANHTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.