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Nichol Nadeau

29 Years of Experience
Roseville, CA
Broker

Nichol Nadeau is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Roseville, CA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1210 East Roseville Parkway, Roseville, CA, 95678

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nichol provides operations and sales support for a financial advisor at Addison Avenue Investment Services, dedicating about half of their time to this role. Nichol also provides backup notary services to First Tech Credit Union members, requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2012 - Present · 14 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
Essex National Securities, INC.
March 2010 - January 2012 · 1 yr 10 mos
Essex National Securities, INC.Broker
March 2010 - January 2012 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2010 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2010 · 3 mos
Banc of America Investment Services, INC.Broker
July 1999 - October 2009 · 10 yrs 3 mos
Banc of America Investment Services, INC.
September 1998 - October 2009 · 11 yrs 1 mo
Ba Investment Services, INC.Broker
October 1996 - July 1999 · 2 yrs 9 mos
State Registrations4 states
CAORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.