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John Dippel

Allworth Financial, L.P.
29 Years of Experience
Elkhorn, NE
1 DisclosureBroker
View SEC Summary
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John Dippel is a registered investment advisor at Allworth Financial, L.P., based in Elkhorn, NE, with 29 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 29,297 clients with $34B in assets under management.

Allworth Financial, L.P.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
319 advisors
Number of Clients
29,297 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$33.6B

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$2,500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum fee is 2.00% per year, subject to a $2,500 annual minimum fee. Fees are negotiable and can vary based on specific client circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Elkhorn, NE

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Pending
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Allworth Financial, L.P.
June 2024 - Present · 2 yrs 4 mos
Aw Securities
June 2024 - Present · 2 yrs 4 mos
Aw SecuritiesBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Charles Schwab & CO., INC.
July 2021 - May 2024 · 2 yrs 10 mos
Charles Schwab & CO., INC.Broker
July 2021 - May 2024 · 2 yrs 10 mos
TD Ameritrade, INC.Broker
February 2010 - December 2023 · 13 yrs 10 mos
TD Ameritrade, INC.
February 2010 - October 2022 · 12 yrs 8 mos
Amerivest Investment Management, LLC
February 2010 - February 2012 · 2 yrs
Charles Schwab & CO., INC.
January 2004 - February 2010 · 6 yrs 1 mo
Charles Schwab & CO., INC.Broker
April 2000 - February 2010 · 9 yrs 10 mos
Prudential Securities IncorporatedBroker
November 1996 - February 2000 · 3 yrs 3 mos
State Registrations1 state
NE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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