DJ
DJ
David Johns is a registered investment advisor at Wells Fargo Advisors, based in Barre, VT, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
14 N Main St, Ste 5002, Barre, VT, 05641
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2012Denied
Customer Dispute
March 2003Closed-No Action
Other Business Activities
David has 100% ownership of FINET Practice through Wells Fargo Advisors Financial Network since 2019. This is an investment-related activity and takes nearly full-time hours.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2013 - Present · 13 yrs 6 mos
Wells Fargo Advisors
March 2013 - Present · 13 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - March 2013 · 5 yrs 2 mos
Wells Fargo Advisors, LLC
January 2008 - March 2013 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.
October 1997 - January 2008 · 10 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
August 1997 - January 2008 · 10 yrs 5 mos
American Express Financial Advisors INC.Broker
November 1996 - January 1997 · 2 mos
Ids Life Insurance CompanyBroker
November 1996 - January 1997 · 2 mos
State Registrations18 states
AZCACOCTDCFLLAMAMEMNNCNHNVNYOHORSCVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.