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Stephen Kottkamp

LPL Financial LLC
29 Years of Experience
Louisville, KY
1 DisclosureBroker
View SEC Summary
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Stephen Kottkamp is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 29 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1448 Gardiner Lane Ste 102, Louisville, KY, 40213-1979

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History

Regulatory History (1)
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Judgment / Lien
October 2021
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen operates under the DBA Allegiant Financial Services, LLC since 2008. He also has outside W-2 employment at Amazon SDF8 Fulfillment Ctr., dedicating nearly full-time hours to this role.

Employment History
Current Registrations
LPL Financial LLC
May 2006 - Present · 20 yrs 5 mos
LPL Financial LLC
May 2006 - Present · 20 yrs 5 mos
LPL Financial LLCBroker
May 2006 - Present · 20 yrs 5 mos
Previous Registrations
Hilliard Lyons Asset Management
January 2004 - May 2006 · 2 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2000 - May 2006 · 5 yrs 11 mos
J.C. Bradford & CO.Broker
December 1996 - June 2000 · 3 yrs 6 mos
State Registrations12 states
ALAZFLGAILINKYNVNYOHORVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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