William Rives is a registered investment advisor, based in Lexington, NC, with 29 years of industry experience.
Location
418 W. 5th Ave, Lexington, NC, 27292
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William sells equity indexed annuities and insurance products through Avantax, dedicating a few hours per week to each. He is also a partner in tax preparation/accounting firms and involved in rental property management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.