James Fagan is a registered investment advisor, based in Troy, MI, with 28 years of industry experience.
Location
Troy, MI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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James is an employee of Victory Capital Management Inc., an affiliated registered investment adviser.
Employment History
Current Registrations
Victory Capital Services, INC.Broker
October 2014 - Present · 11 yrs 9 mos
Victory Capital Services, INC.
October 2014 - Present · 11 yrs 9 mos
Victory Capital Management INC.
October 2014 - Present · 11 yrs 9 mos
Previous Registrations
Fisher Investments
June 2013 - October 2014 · 1 yr 4 mos
Wells Fargo Securities, LLCBroker
October 2007 - November 2012 · 5 yrs 1 mo
Wachovia Securities, LLCBroker
June 2006 - October 2007 · 1 yr 4 mos
Wachovia Securities, LLC
June 2006 - October 2007 · 1 yr 4 mos
Morgan Stanley
November 2002 - May 2006 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
November 1996 - May 2006 · 9 yrs 6 mos
State Registrations3 states
MIOHPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.