Sharon Pollard is a registered investment advisor, based in Stamford, CT, with 28 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sharon works as support staff for Spector and Frisch Private Wealth Management since 2017. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs 4 mos
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 4 mos
Steward Partners Investment Advisory, LLC
August 2017 - Present · 9 yrs 1 mo
Previous Registrations
Raymond James Financial Services, INC.Broker
April 2017 - May 2022 · 5 yrs 1 mo
Wells Fargo Clearing Services, LLC
April 2006 - April 2017 · 11 yrs
Wells Fargo Clearing Services, LLCBroker
July 2003 - April 2017 · 13 yrs 9 mos
Prudential Securities IncorporatedBroker
June 1998 - July 2003 · 5 yrs 1 mo
Janney Montgomery Scott INC.Broker
December 1997 - May 1998 · 5 mos
Advest, INC.Broker
October 1997 - December 1997 · 2 mos
State Registrations28 states
AZCACOCTFLGAHIILINLAMAMDMEMIMTNCNHNJNYORPARISCTNTXVAVTWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.