PR
PR

Paula Romoff

16 Years of Experience
New York, NY
Broker

Paula Romoff is a registered investment advisor at Morgan Stanley, based in New York, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 7th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Paula owns Peeps Consulting, an interior design business, since 2013. This activity is not investment-related and takes minimal time.

Employment History
Current Registrations
Morgan Stanley
February 2020 - Present · 6 yrs 5 mos
Morgan StanleyBroker
January 2020 - Present · 6 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
November 2019 - January 2020 · 2 mos
H. Beck, INC.Broker
February 2019 - December 2019 · 10 mos
J.P. Morgan Securities LLCBroker
November 2014 - August 2015 · 9 mos
Pruco Securities, LLC.Broker
August 2013 - October 2014 · 1 yr 2 mos
Friedman, Billings, Ramsey & CO., INC.Broker
May 2001 - December 2005 · 4 yrs 7 mos
Prudential Securities IncorporatedBroker
February 2001 - March 2001 · 1 mo
Sanford C. Bernstein & CO., INC.Broker
December 1996 - May 1999 · 2 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.