James Teegarden
James Teegarden is a registered investment advisor at Madison Avenue Securities, LLC, based in Boulder, CO, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 14,528 clients with $2B in assets under management.
Compensation
Firm Size
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Average Client Portfolio
Assets Under Management
Fee Structure
Madison Avenue Securities (MAS) offers several investment management programs with different fee structures:
- Fee Plus Transaction Charge Program: You'll pay a management fee (0.50% to 2.00% annually) plus transaction charges for buying and selling securities.
- Standard Wrap Program: You'll pay a "wrap fee" (0.50% to 2.25% annually) based on the value of your investments. This fee covers advisory, brokerage, and custodial services.
- Low-Minimum Wrap Program: (No longer accepting new accounts) You'll pay a "wrap fee" (0.50% to 2.25% annually) based on the value of your investments. This fee covers advisory, brokerage, and custodial services.
- AE Wealth Management Program: You'll pay a wrap fee up to 2.5% annually, which includes advisory, brokerage, and custodial services. This program also offers strategies managed by third-party investment managers.
- Envestnet Program: You'll pay a wrap fee up to 2% annually, which includes advisory, brokerage, and custodial services. Fees attributable to Envestnet and the manager depend on the specific program/portfolio the account is invested in and may range anywhere between 0.10% - 2.31%.
Fees are negotiable and may vary depending on account size and other factors.
Location
4770 Baseline Rd, Suite 380, Boulder, CO, 80303
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the CEO and partial owner of Impact Wealth, LLC, where he does management, financial advising, and insurance work, dedicating about 10-20% of his time. He is also the CEO of Teegarden Financial Corp, a holding company for commissions, spending a few hours per week, and an investment advisor representative at Csenge Advisory Group, and a board member at The Ridgeback Group, LLC, spending minimal time.
Employment History
Current Registrations
Madison Avenue Securities, LLCBroker
Csenge Advisory Group, LLC
Previous Registrations
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
Lion Street Advisors, LLC
Triad Advisors, INC.
Mutual Trust Asset Mgmt., INC.
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
NFP Securities, INC.Broker
NFP Securities, INC.
Rmin SecuritiesBroker
Multi-Financial Securities Corporation
Multi-Financial Securities CorporationBroker
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.