Jeffry Livingston
Jeffry Livingston is a registered investment advisor at Regal Advisory Services, INC., based in Chicago, IL, with 29 years of industry experience. Jeffry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 274 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.0% of managed assets, which may be negotiated. Additional platform or program fees may apply depending on the chosen custodian or strategy.
Fee Estimator
Location
Chicago, IL
Get directionsHistory
Regulatory History (4)
Customer Dispute
June 2012Customer Dispute
June 2006Customer Dispute
April 2000Customer Dispute
September 1998Employment History
Current Registrations
Regal Advisory Services, INC.
Regal Securities, INC.
Regal Securities, INC.Broker
Previous Registrations
Brokersxpress LLC
Brokersxpress LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
First Union Securities, INC.Broker
Gruntal & CO., L.L.C.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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