Matthew Holman is a registered investment advisor, based in San Diego, CA, with 29 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew is involved with several lacrosse organizations, including East Meets West Lacrosse, AS/SDSU Lacrosse, EMW Foundation (a nonprofit), and the Southwestern Lacrosse Conference. These activities are not investment-related.
Employment History
Current Registrations
Modern Capital Securities INC.
Modern Capital Securities INC.Broker
Modern Capital Advisors, LLC
Previous Registrations
Modern Capital Advisors, LLC
Liberty Partners Financial Services, LLCBroker
Western Financial Advisors
Wfp SecuritiesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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