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Daniel Driscoll

17 Years of Experience
Chicago, IL
Broker

Daniel Driscoll is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 17 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
August 2016 - Present · 9 yrs 11 mos
Nuveen Securities, LLC
July 2015 - Present · 11 yrs
Nuveen Securities, LLCBroker
July 2015 - Present · 11 yrs
Previous Registrations
Tradewinds Global Investors, LLC
January 2016 - November 2016 · 10 mos
Nuveen Asset Management, LLC
December 2015 - January 2016 · 1 mo
Northern Lights Distributors, LLCBroker
November 2013 - July 2015 · 1 yr 8 mos
Quasar Distributors, LLCBroker
March 2013 - September 2013 · 6 mos
Boston Capital Services,inc.Broker
December 1996 - March 2001 · 4 yrs 3 mos
State Registrations7 states
CTILMAMENHRIVT
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.