TrueAdvisor
TrueAdvisor
BS
BS

Brian Siano

Kestra Advisory Services, LLC
29 Years of Experience
Hoboken, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Brian Siano is a registered investment advisor at Kestra Advisory Services, LLC, based in Hoboken, NJ, with 29 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Hoboken, NJ

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian provides investment advisory services through Kestra Advisory Services, LLC, dedicating up to full-time hours. He also works in business development for NFP Corporate Services (NY), spending nearly full-time hours on this role.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Kestra Investment Services, LLC
June 2014 - Present · 12 yrs 4 mos
Kestra Investment Services, LLCBroker
June 2014 - Present · 12 yrs 4 mos
Previous Registrations
NFP Advisor Services, LLC
June 2014 - September 2016 · 2 yrs 3 mos
MML Investors Services, LLCBroker
August 2012 - June 2014 · 1 yr 10 mos
Ic Advisory Services, INC.
January 2012 - July 2012 · 6 mos
The Investment Center, INC.Broker
April 2010 - July 2012 · 2 yrs 3 mos
AXA Advisors, LLCBroker
September 2009 - April 2010 · 7 mos
Hartford Securities Distribution Company, INC.Broker
February 2008 - September 2009 · 1 yr 7 mos
Mfs Fund Distributors, INC.Broker
October 2006 - February 2008 · 1 yr 4 mos
Nationwide Investment Services CorporationBroker
June 2003 - October 2006 · 3 yrs 4 mos
1717 Capital Management CompanyBroker
March 2001 - April 2003 · 2 yrs 1 mo
American Express Financial Advisors INC.Broker
December 1996 - January 2001 · 4 yrs 1 mo
Ids Life Insurance CompanyBroker
December 1996 - January 2001 · 4 yrs 1 mo
State Registrations25 states
CACOCTFLGAIAILMAMDMIMNMONDNJNVNYOHPARISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hoboken, NJ →All financial advisors in New Jersey →