Nathan Hooker is a registered investment advisor at RBC Capital Markets, LLC, based in Germantown, TN, with 29 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
6815 Poplar Avenue, Suite 210, Germantown, TN, 38138
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nathan is a passive owner and director of Hooker Land Co., a family-owned land and farming operation, since 1968, requiring minimal time. He also serves on the board of directors for Ridgeway Country Club, dedicating minimal time each month.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
J.C. Bradford & CO.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.