Dean Shuplinkov
Dean Shuplinkov is a registered investment advisor at Wells Fargo Advisors, based in Baltimore, MD, with 29 years of industry experience. Dean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
100 Light Street, 13th Floor, Baltimore, MD, 21202
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2009Customer Dispute
August 2008Customer Dispute
June 2005Other Business Activities
Dean has 100% ownership of DGREEK LLC, an investment-related business, since 2015. He dedicates nearly full-time hours to this activity, including some time during trading hours, for FINET Practice.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
Salomon Smith Barney INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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