DS
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Dean Shuplinkov

29 Years of Experience
Baltimore, MD
3 DisclosuresBroker

Dean Shuplinkov is a registered investment advisor at Wells Fargo Advisors, based in Baltimore, MD, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 Light Street, 13th Floor, Baltimore, MD, 21202

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
August 2008
Settled
Customer Dispute
June 2005
Closed-No Action
Other Business Activities

Dean has 100% ownership of DGREEK LLC, an investment-related business, since 2015. He dedicates nearly full-time hours to this activity, including some time during trading hours, for FINET Practice.

Employment History
Current Registrations
Wells Fargo Advisors
June 2015 - Present · 11 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2015 - Present · 11 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2015 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - June 2015 · 5 yrs 8 mos
Banc of America Investment Services, INC.Broker
April 2005 - October 2009 · 4 yrs 6 mos
Banc of America Investment Services, INC.
April 2005 - October 2009 · 4 yrs 6 mos
Morgan Stanley
October 1999 - May 2005 · 5 yrs 7 mos
Morgan Stanley Dw INC.Broker
May 1999 - May 2005 · 6 yrs
Salomon Smith Barney INC.Broker
November 1996 - June 1999 · 2 yrs 7 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.