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Pietro Lombardi

Falcon Wealth Planning, LLC
22 Years of Experience
Irvine, CA
View SEC Summary
View SEC Summary

Pietro Lombardi is a CFP-designated registered investment advisor at Falcon Wealth Planning, LLC, based in Irvine, CA, with 22 years of industry experience. Pietro operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 1,611 clients with $2B in assets under management.

Falcon Wealth Planning, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
1,611 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $350K2.00%
$350K - $500K1.75%
$500K - $750K1.50%
$750K - $1.0M1.15%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.75%
$5M+0.65%

Fees are generally negotiable. Non-discretionary accounts incur an additional 0.25% annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2030 Main St 13th FL, Irvine, CA, 92614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Falcon Wealth Planning, INC.
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
E*trade Securities LLCBroker
February 2009 - August 2022 · 13 yrs 6 mos
E*trade Capital Management, LLC
February 2009 - August 2022 · 13 yrs 6 mos
Charles Schwab & CO., INC.Broker
November 2007 - October 2008 · 11 mos
Charles Schwab & CO., INC.
November 2007 - October 2008 · 11 mos
Wamu Investments, INC.
August 2003 - October 2007 · 4 yrs 2 mos
Wamu Investments, INC.Broker
August 2003 - October 2007 · 4 yrs 2 mos
Western Financial Advisors
May 2003 - September 2003 · 4 mos
Wfp SecuritiesBroker
April 2003 - September 2003 · 5 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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