Daniel Misken is a registered investment advisor at Catey, INC., based in Denver, CO, with 3 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8 clients with $8M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.80% |
| $250K+ | 2.40% |
Catey, Inc. offers three other fee schedules to clients that meet the SEC’s definition of a “qualified client” that involve a quarterly management fee plus an incentive bonus based on net quarter-end gains.
Fee Estimator
Location
Denver, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is the owner of Misken Benefit Group, providing clients with advice regarding insurance products and pensions consulting since 1999. This takes about a quarter of his time, with some of those hours during trading hours.
Employment History
Current Registrations
Catey, INC.
State Registrations3 states
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