Joseph Speciale
Joseph Speciale is a registered investment advisor at One Hopper Asset Management, based in Utica, NY, with 27 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 74 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.85% |
All fees are subject to negotiation and will never exceed the referenced fee schedule.
Fee Estimator
Location
2520 Genesee Street, Utica, NY, 13502
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph sells term life, long-term care, and health insurance, dedicating minimal time to this activity. He is also a trustee for irrevocable trusts and the owner of a fireworks retail business, both requiring minimal time.
Employment History
Current Registrations
One Hopper Asset Management
Leigh Baldwin & CO., LLCBroker
Previous Registrations
Alexander, Wescott, & CO., INC.Broker
Pruco Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.