Carolyn Campbell is a registered investment advisor at LPL Financial LLC, based in Sun Valley, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9116 Sunland Blvd Ste 102, Sun Valley, CA, 91352
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carolyn is the owner and OSJ manager of Sutherland Campbell Tax & Financial Services, Inc., which is a DBA for her LPL business. She also provides tax preparation, accounting, and CPA services through the same entity, and owns Jill Campbell Consulting, LLC for tax/investment purposes, dedicating about 10-20% of her time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
The Planners Network, INC.
National Planning CorporationBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.