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Stephen Jones

Ameriprise Financial Services, LLC
29 Years of Experience
Longview, TX
4 DisclosuresBroker
View SEC Summary
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Stephen Jones is a registered investment advisor at Ameriprise Financial Services, LLC, based in Longview, TX, with 29 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

911 W Loop 281 Ste 113, Longview, TX, 75604

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2018
Judgment / Lien
March 2018
Customer Dispute
September 2011
Settled
Customer Dispute
September 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen co-owns two businesses, one at 1503 Stonewall and another called TWP Operations at 911 NW Loop 281, dedicating minimal time to the first and about a third of his time to the second. He also serves on various boards and committees, including the Texas Annual Conference UMC Pension Board and the Investment Committee Head Board Member.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 1997 - Present · 29 yrs 9 mos
Ameriprise Financial Services, LLC
December 1996 - Present · 29 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 1996 - Present · 29 yrs 10 mos
Previous Registrations
Ids Life Insurance CompanyBroker
December 1996 - July 2006 · 9 yrs 7 mos
State Registrations30 states
AKALARAZCACOFLGAIAIDILINKSLAMEMNMOMSNCNHNMNVNYOHORPATNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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