Aiyun Zong
Aiyun Zong is a registered investment advisor at Charles Schwab & CO., INC., based in Cupertino, CA, with 28 years of industry experience. Aiyun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
19499 Stevens Creek Blvd., Suite 100, Cupertino, CA, 95014
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2007Other Business Activities
Aiyun co-owns rental properties with her husband since 2011, where a property management company handles the day-to-day operations. Aiyun's involvement is minimal, primarily signing paperwork when needed, taking about 10-20% of her time.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Interfirst Capital CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.