Aiyun Zong
Aiyun Zong is a registered investment advisor at Charles Schwab & CO., INC., based in Cupertino, CA, with 29 years of industry experience. Aiyun is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Location
19499 Stevens Creek Blvd, Suite 100, Cupertino, CA, 95014
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2007Other Business Activities
Aiyun co-owns rental properties with her husband since 2011, where a property management company handles the day-to-day operations. Aiyun's involvement is minimal, primarily signing paperwork when needed, taking about 10-20% of her time.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Interfirst Capital CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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