Paul Aubin is a registered investment advisor at LPL Financial LLC, based in Solomons, MD, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14580 S Solomons Island Rd, Unit 1, Solomons, MD, 20688
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2008Customer Dispute
May 2006Customer Dispute
April 2003Other Business Activities
Paul operates Aubin Dunbar Wealth Management as a DBA for his LPL business and Aubin Dunbar Group LLC for tax/investment purposes. He spends nearly full-time (230 hours per month) on these activities, including 8 hours during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley & CO., Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Suntrust Securities, INC.
Suntrust Securities, INC.Broker
Crestar Securities CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.