CB
CB

Christian Batcha

27 Years of Experience
Annapolis, MD
Broker

Christian Batcha is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Annapolis, MD, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1 Park Pl, Annapolis, MD, 21401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2017 - Present · 9 yrs 6 mos
Previous Registrations
Blackrock Investments, LLCBroker
July 2013 - October 2016 · 3 yrs 3 mos
Mirae Asset Securities (USA) INC.Broker
February 2009 - June 2013 · 4 yrs 4 mos
Pershing LLCBroker
September 2005 - February 2008 · 2 yrs 5 mos
Pershing Trading Company, L.P.Broker
February 1999 - September 2005 · 6 yrs 7 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
November 1996 - February 1999 · 2 yrs 3 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christian Batcha - Financial Advisor | TrueAdvisor