RD
RD

Russell Dunn

29 Years of Experience
Centerport, NY
Broker

Russell Dunn is a registered investment advisor at Cetera Investment Advisers LLC, based in Centerport, NY, with 29 years of industry experience. Russell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Centerport, NY

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Russell is involved in several outside business activities, including working as a project manager for a medical technology company, selling credit card swipe machines, and working as a CPA. He also teaches at Broward College, serves as a board director for a yacht club, acts as a trustee for family trusts, and is a director for a condominium association.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2004 - Present · 21 yrs 10 mos
Cetera Financial Specialists LLCBroker
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
May 2002 - October 2004 · 2 yrs 5 mos
Hochman & Baker Securities, INC.Broker
November 1996 - June 2004 · 7 yrs 7 mos
State Registrations4 states
FLNCNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.