Trina Aams is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Trina operates Duhon Wealth Management LLC as a DBA for her LPL business since 2014. She also sells non-variable insurance products, dedicating about a quarter of her time to this activity during securities trading since 2017.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Chase Investment Services CORP.Broker
Primevest Financial Services, INC.Broker
J.P. Morgan Securities INC.Broker
Chase Investment Services CORP.Broker
Compass Brokerage, INC.Broker
Banc of America Investment Services, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.