RD
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Richard Dambola

21 Years of Experience
Succassunna, NJ
7 DisclosuresBrokerSells Insurance

Richard Dambola is a registered investment advisor, based in Succassunna, NJ, with 21 years of industry experience.

Location

165 Rt 10, Succassunna, NJ, 07876

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Settled
Customer Dispute
September 2012
Closed-No Action
Regulatory
December 2002
Final
Customer Dispute
July 2002
Closed-No Action
Regulatory
April 2001
Final
Customer Dispute
August 2000
Settled
Customer Dispute
April 1999
Settled
Other Business ActivitiesSells Insurance

Richard is an insurance agent offering fixed annuities, disability, health, life, and long-term care insurance, dedicating nearly full-time hours to this activity. He is also an Investment Adviser Representative with Creative Financial Designs, Inc. and owner of Richard D'Ambola & Associates, LLC, spending over full-time hours on this investment-related activity.

Employment History
Current Registrations
Cfd Investments, INC.Broker
October 2014 - Present · 11 yrs 7 mos
Creative Financial Designs, INC.
September 2014 - Present · 11 yrs 8 mos
Previous Registrations
Questar Asset Management, INC.
June 2011 - August 2014 · 3 yrs 2 mos
Questar Capital CorporationBroker
June 2011 - August 2014 · 3 yrs 2 mos
Workman Securities Corporation
August 2008 - June 2011 · 2 yrs 10 mos
Workman Securities CorporationBroker
October 2006 - June 2011 · 4 yrs 8 mos
Princor Financial Services CorporationBroker
February 1998 - March 1999 · 1 yr 1 mo
1717 Capital Management CompanyBroker
November 1996 - February 1998 · 1 yr 3 mos
State Registrations22 states
AZCACTDEFLMDMIMOMTNCNHNJNYOHPARISCTNTXVTVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Dambola - Financial Advisor | TrueAdvisor